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By
Paul Saint-Amour
Copyright law is probably not the first thing that pops into your head
when you hear the word creativity. The © emblem is everywhere
we look nowadaysits on our CDs and books, our Websites and
cereal boxes. But that © symbol seems to be most at home in the media
ecologys polar regionscolophon pages, small contractual print,
FBI warningsrather than in the lively green space where new ideas
and expressions come into being, collide and thrive.
If copyright determines certain aspects of how creative work circulates
and makes profits, it seems to do so at a distance from the actual creative
process, taking charge of the work only once the fires of creation have
cooled. It may occupy the minds of entertainment lawyers, publishers,
librarians and even the odd English professor, but surely it is the last
thing on the minds of artists, composers and writers as they create, alone
in their garrets, summoning the muse.
Strangely, though, this very portrait of creativitythe lone genius
calling forth original work out of the voidis a by-product of copyright
law, which began to take its present shape in England during the early
18th century. Before copyright, writers and artists did not generally
retain rights over their work once they had sold the original to a publisher;
as a result, they relied largely on noblemens patronage for their
income. The originality of their creations affected their livelihood to
some degree, but it was less important than the works ability to
gratify a patron or please a crowd of paying theatregoers. In 1710, however,
the Statute of Anne gave British authors an exclusive, though temporary,
monopoly in the right to copy and disseminate their worka copy right.
Though copyrights first major beneficiaries were the publishers
it protected from rival editions, the new law gave authors the potential
to earn a living from revenue generated continuously by their work, so
long as they kept their copyrights instead of selling them to their publishers.
Before long, originality emerged as the main criterion for deciding whether
or not a work could be copyrighted and, increasingly, as the chief measure
of its aesthetic value. Coming into prominence during the same decades,
the legal criterion of originality and the figure of the self-sufficient
professional writer contributed to a new mythology: that of the radically
original author, the creative genius celebrated by Romanticism.
You dont have to look far to see that the original genius remains
a central figure in our understanding of creativity today. The MacArthur
Genius Grant, the academic star system and the continued popularity
of artist biographies all testify, in different ways, to the longevity
of the Romantic account of creativity as a mysterious and essentially
individual gift. But the figure of the original genius was not the only
enduring legacy of those early copyright laws. The Statute of Anne also
created something called the public domain, a condition of public ownership,
or commons, into which all published work falls when its copyright
expires. Public domain works may be copied, published and disseminated
for free and without permission, a fact that makes the public domain a
great friend to education and public discourse. The same fact makes the
public domain a rich source of raw material for fresh acts of creation.
These creative acts result in new works that are themselves copyrighted
and eventually join the public domain, where they provide source material
for subsequent creations. Copyright does nothing less than implement a
life-cycle for creativity: its private monopoly gives an incentive to
creative individuals, and the temporary nature of that monopoly ensures
that a rich, publicly-owned reservoir of expression will always be available
to seed future cycles of creation.
As laws go, copyright is downright elegant.
In the present cut-and-paste world, weve become accustomed to the
idea that fresh creative expressions can legitimately use the expressions
of the past as raw material. But the past expressions that get grafted
or sampled into todays creations tend to be relatively recent ones,
recent enough that they are still under copyright. In most cases, the
derivative works author simply obtains the permission of the copyright
owner, often in exchange for a fee. But the law deems some uses of copyrighted
materialcommentary, criticism, pedagogy, reportage and scholarship,
for exampleimportant enough to the health of public democratic discourse
that they win a special copyright easement. Fair use, as it is called
in the U.S., allows private intellectual properties to be used freely
for those privileged purposes.
Though the central aim of fair use is to subordinate copyrights
private property incentives to the First Amendment, the parameters of
fair use necessarily affect creativity. The most obvious example is parody.
Parodies are both critical and creative, yet because they depend for their
critical effectiveness on being able to copy aspects of the things they
criticize, they can appear parasitic rather than original. Parody is not
named as a fair use genre in the U.S. Code, but in 1994 the Supreme Court
established that a parody, even a for-profit one, might qualify as a fair
use of the original it parodies. The decision did not write parodists
a blank check, however. It stipulated that in order to qualify as a fair
use, a parody must comment in some way critically on the original. In
other words, if a parody copies a protected work, the work that is copied
must also be the object of the parody. A parody may not, as a 1996 case
determined, imitate a Doctor Seuss book in order to parody the O.J. Simpson
trial. The parodist who does not think about copyright during the creative
process may end up with a creation that cannot legally see the light of
day.
Last year a highly publicized case tested the boundary between copyright
infringement and fair use for purposes of parody. The case concerned a
book called The Wind Done Gone, a first novel by Nashville-based
screenwriter and songwriter Alice Randall. Describing herself as being
of mixed-race ancestry, possibly the descendant of a Confederate general
and an African-American slave, Randall first read Margaret Mitchells
1936 bestseller Gone With the Wind when she was 12. There
was something in the book that attracted and repelled me, she told
a group of journalists. Where were the mulattos on Tara? Where were
the people in my family history? Her response, decades later, was
to write a counter-novel to Gone With the Wind from the point of view
of a mixed-race character, a strategy that attracted publicity long in
advance of the summer 2001 release Houghton Mifflin had scheduled for
the book. In essence, Randalls novel uses the framework of Mitchells
characters, plot and setting but tells the story through the eyes of a
character who does not appear in Mitchells romance. Randall remarked
that she wanted to redeem Mitchells classic by writing
an antidote to a text that has hurt generations of African-Americans.
The Wind Done Gone attempts to turn the sympathetic contours of Mitchells
novel inside out: characters central in the original become marginal,
while the African-American figures who were bumbling and peripheral in
Gone With the Wind occupy the complex center of Randalls story and
interest.
But several months before the novels publication date, lawyers acting
for the Mitchell Trusts filed for a temporary restraining order and preliminary
injunction to halt its publication, alleging that Randalls book
infringed Mitchells copyright and calling The Wind Done Gone a blatant
and wholesale theft of Gone With the Wind. U.S. District Judge Charles
Pannell found for the Mitchell Trusts and enjoined the publication of
Randalls novel, which he called an unabated piracy of
Gone With the Wind. Pannell rejected the parody/fair use defense on the
grounds that Randalls novel appropriated more from Mitchells
than was necessary in order to criticize the older book, and added that
in any event the principal target of Randalls parody was not Gone With the Wind in particular but racism and slavery generally. In her responses
to the initial decision, Randall insisted that her book had specifically
targeted Mitchells novel, criticizing its romanticized portrait
of compliant slaves, benevolent masters and an Old South whose demise
Scarlett OHara famously deplores: The more I see of emancipation,
the more criminal I think it is. Its just ruined the darkies.
The case attracted a wide variety of sympathizers, with everyone from
Toni Morrison to Microsoft filing friends-of-the-court briefs in support
of Randalls right to publish The Wind Done Gone. Eventually, a U.S.
Court of Appeals adjudged Pannells decision an abuse of discretion
in that it represents an unlawful prior restraint in violation of the
First Amendment and Alice Randalls book was legally published.
The Mitchell Trusts deplored the Courts decision as having dire
consequences for future creation, which would be chilled when creative
people saw how uninterested the law was in protecting their works against
defacement by parodists. But free speech advocates celebrated the decision
as proof of the vitality of the First Amendment and the fair use provisions
that trump copyright in its name. And writers for whom parody is both
a legitimate form of creation and a crucial form of dissent in a free
society expressed relief that the interests of free speech and fresh creation
had won out over private interests.
The parameters of fair use are not the only contested borders in copyright
these days, nor are they the only ones that affect creativity. Copyright,
remember, has an expiration date, a point after which the protected work
joins the public domain and may be freely copied by anyone. At its inception
in 1790, U.S. copyright law protected a work for a maximum of 28 years
from its publication. But since the 19th century, the term of copyright
protection in the U.S. has been slowly increasing, to 42 years from publication
in 1831, to 56 years from publication in 1909, to the duration of the
authors life plus 50 years in 1976. In the U.S., the latest episode
of copyright creep happened in 1998, with the passage of the
Sonny Bono Copyright Term Extension Act (CTEA). Named for the late songwriter-turned-congressman,
the CTEA added 20 years to existing copyright terms. Works created on
or after January 1, 1978 are now protected for the authors life
plus 70 years, while anonymous works, pseudonymous works and works
for hire created by or for corporations are shielded for 95 years
from publication or 120 years from their date of creation, whichever is
shorter. And all works published and copyrighted between 1923 and 1978
are protected for 95 years regardless of how they were created. The public
domain has been practically frozen: almost nothing will enter it until
2019, when the copyright protection in works published in 1923 will finally
lapse, 95 years after it began.
A longer copyright term would seem pretty obviously to benefit creative
people. According to Mary Bono, the widow and political successor of the
CTEAs namesake, Sonny wanted the term of copyright to last
forever. In this wish, at least, he had venerated historical allies:
William Wordsworth and Mark Twain were among the early advocates of a
perpetual copyright term that would rescue literary estates from their
demeaningly temporary status. To insist on the CTEAs benefit to
individual authors and artists, the laws proponents loaded the Congressional
witness rosters with prominent creative people and their heirs: Bob Dylan,
Quincy Jones, Alan Menken, Carlos Santana, Henri Mancinis widow
and Arnold Schoenbergs grandson all testified in support of a term
extension that would sharpen artists incentive to create by increasing
the time during which their heirs could benefit from their intellectual
property estates. Opponents of the Bono Act, however, argued that the
rhetoric of individual incentives masked the legislations higher-stakes
objective: to prolong valuable corporate-held copyrights. They pointed
out that intellectual property giants such as Time-Warner and Disney made
major contributions to the Acts Congressional sponsors and soft
money contributions to the National Republican Senatorial Committee. And
they warned that repeated extensions to copyright terms could eventually
result in the extinction of the public domain altogether. But critics
of the CTEA were hampered not only by corporate lobbying power and public
apathy but by unlucky timing: the final version of the bill reached the
Senate floor shortly after the delivery of the Starr Report and was passed
by voice vote in the House while the nations attention was occupied
with the Lewinsky scandal. The day before his impeachment hearings began
in the Senate, President Clinton signed the Bono Bill quietly into law.
Since the passage of the CTEA, an anti-Bono movement has been building.
Its latest incarnation is the Supreme Court case Eldred v. Ashcroft, for
which the Court heard oral arguments on October 9. The plaintiffs in Eldred,
many of them publishers who offer cheap reprints or free on-line versions
of public domain works, are attempting to question the CTEAs constitutionality.
The Constitution empowers Congress to secure for limited times to
authors and inventors the exclusive right to their respective writings
and discoveries. The Eldred plaintiffs argue that the 11 term extensions
during the last 40 years have effectively violated the for limited
times phrase. They add that even if extending the copyright term
does increase the incentive for future creative acts, it makes no sense
to make such extensions retroactive. If existing works are in the world,
their creators must have had incentive enough to create them; why give
those creators and their heirs the additional reward of longer terms,
particularly when that reward comes at the expense of the commons and
the democratic, educational and creative ends it serves? The CTEAs
defenders respond that private ownership tends to lead to better stewardship
of existing works: who, they ask, would pay for the expensive restoration
of vintage Hollywood films, if not the studios who hold their copyrights
and can expect to recoup the expense? Meanwhile, academics, publishers,
writers, librarians, filmmakerspeople whose critical and creative
work depends on a rich commonswait to see whether or not the public
domain will remain in cryogenic freeze for the next 20 years. The Supreme
Courts decision on Eldred v. Ashcroft, expected in July 2003, will
crucially determine some of the future boundaries between private and
public property, incentive and public discourse, piracy and creativity.
Paul Saint-Amour is an assistant
professor of English at Pomona.
Parts of this article are condensed from his forthcoming book
The Copywrights: Intellectual Property and the Literary Imagination
(Cornell University Press, 2003).
Illustration by Stephanie Dalton Cowan.
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